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Book Review

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School Leader's Guide to Root Cause Analysis -- Using Data to Solve Problems

by Paul. G. Preuss

Review (from Forward), by Victoria Bernhardt
We need this book!

With the No Child Left Behind Act, and with more schools and school districts getting into data analysis work each year, we are hearing educators wanting to learn how to determine "root causes" and how to perform "root cause analyses."  Until now, there was no education-related book dedicated to the topic.

I am pleased to introduce the premier education book on the topic of root cause analysis -- School Leaders Guide to Root Cause Analysis.  Dr. Preuss has done a fabulous job of showing us many examples from many different perspectives.  The examples will ring familiar and be helpful to school board members, district and school administrators, teachers, and students.  The Guide is easy to use, practical, based on real schools, and makes sense out of complicated events.

Dr, Preuss states in this text, "too often we do not discuss and reflect on our practices."  With this guide, educators everywhere will learn how to reflect on proactive positive results, as well as the reactive negative results.  The Guide summarizes the theory and process of root cause analysis, while sharing learning's from real examples.  The Guide, through Dr. Preuss' expertise, shows us how to solve the deep-rooted problems that perplex our educational systems and that keep us from getting the results we want.  With the help of The Guide, educators can learn how to solve the real challenges of ensuring every child's learning, as opposed to solving the most obvious symptoms and seeing the same results year after year.

Dr. Preuss draws on his vast educational experience at all levels of education, his insights from working with all educational levels, and the knowledge he gained from some of the world's greatest systems thinkers to deliver his powerful message.

School Leaders Guide to Root Cause Analysis is designed to assist all who seek to improve learning for students through identifying and dissolving causes for student learning failure.  I invite you to enjoy this treasure, and join me in commending Dr. Preuss for his tremendous contribution to education.

Victoria L. Bernhardt, Executive Director, Education for the Future, vbernhardt@csuchico.edu, http://eff.csuchico.edu

Table of Contents
1  Root Cause Basics
  Why Root Cause Analysis?
  What is "Root Cause?"
  Modalities of Root Cause Analysis
  Examples of RCA Modalities
  Levels of Root Cause
  The Longitudinal Stream
  When is a Cause a Root Cause?
  Summary
2  Key Indicators of Student Success
  The Importance of Key Indicators
  The Verification Process
  Other School Indicators
  Using Key Indicators of Student Success
  Means vs Ends -- Student Results-Focused Goal Statements
  Key Indicators and Goal Statements
  Terminology
  One Final example:  The Moose River CSD
  Templates
  Summary
3  Root Cause Processes
  Observations and Suggested Remedies
  Root Cause Processes
  The Importance of Facilitation
  A Brief Word about Paretoing
  The Questioning Data Process
  The Diagnostic Tree Process
  The Creative Root Cause Analysis Process
  The Five Whys
  Force Field Analysis
  Presenting Root Cause Products
  Templates
  Summary
4  Using Root Cause Analysis
  Where Does Root Cause Analysis Fit?
  RCA and Required Planning Processes
  Summary
5 Considerations
  How to Use This Chapter
  The Issue of Leadership
  Contexts for RCA
  Change, Transformation, and RCA
  The Obvious and Not So Obvious
  A Timetable for Meetings
  Using Gantt Charts
  The Team Charter
  Foundations -- Systems, Data, and Variation
  Systems Thinking
  Data
  Variation
  Summary
6 Models and Stories
  A Multiple Measures Model
  An Assessment Analysis Model
  Models of Nontraditional Data Sets
  The National Transportation Safety Board -- a Model
  Root Cause Stories
  Root Cause Story 1: Proctor High School (Utica, NY)
  Root Cause Story 2:  A First-Year Superintendent
  Root Cause Story 3:  The First-Year Principal
  Root Cause Story 4:  The Wreck of the Morning Dew -- a Tragedy That Should Have Been Avoided
  Root Cause Story 5:  Follow--up to the Wreck of the Morning dew -- a Tragedy That Should Have Been Avoided
  Root Cause Story 6:  What Has Happened to the Recruits
  Root Cause Story 7:  Welcome Freshmen!
  Root Cause Story 8:  Firestone Recalls ATX and ATX II and Wilderness Tires-- August 9, 2000
  Root Cause Story 9:  Ammonia Leak Case Settled
  Root Cause Story 10:  Jury Asked to Determine Blame
  Root Cause Stories:  A Review
  Summary
7 Resources
 Why these References Are Essential for Understanding Root Cause Analysis
  Glossary
  Bibliography
  Annotated Listing of Web Sites